Model Contract: Anthology (1989)
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The following is a note captured from a bulletin board on GEnie, reprinted with permission of the author, Michael Armstrong:
Fourth Science Fiction & Fantasy Round Table
Category 43, Topic 33
Message 13 Mon Nov 22, 1993
M.ARMSTRON12 [MichaelA] at 16:58 EST
Here’s Dean Lambe’s model anthology contract, from the Winter
1989 SFWA Bulletin. Lambe notes that Bruce D. Arthurs, Michael
Banks, Greg Bear, Richard Curtis, Jerry Pournelle, Mike Resnick,
Susan Shwartz, and David A. Smith contributed to the crafting of
this model contract. I’ve reproduced it using his original line
numbering.
=========================== NB: Information to be filled in by the Anthologist is in {braces}; that to be filled in by the Author is in [brackets]. 1 2 3 4 This contract is made between {anthologist name}, whose 5 address is {anthologist address}, hereinafter referred to 6 as the Anthologist, and ____________ [author's 7 name], whose address is ___________ 8 ___________________________________[author's address], 9 hereinafter refered to as the Author. 10 11 In consideration of mutual promises and forebearances, the 12 parties agree as follows: 13 14 Author's Grant. 15 1. The Author grans permission to include his/her story 16 entitled 17 "_____________________ 18 ______________________," a work of 19 approximately _________words, hereinafter referred to 20 as the Work, in an anthology tentatively titled [anthology 21 title], to be published in {clothbound and/or trade paper 22 and/or mass market paper edition(s)} by {publisher, 23 publisher's address}. 24 25 Rights Purchased. 26 2(a). This use of the Work by the Anthologist entails the 27 assignment of First English Anthology Rights, for 28 publication in the English language anywhere in the world. 29 It is also understood and agreed that the Anthologist may 30 use this Work only in the above-mentioned anthology and 31 reprintings of it, and that the Author shall retain all 32 other rights to the Work not specified here. 33 34 2(b). This use of the Work by the Athologist entials the 35 assignment of First World Anthology Rights, both in the 36 English language and in translation anywhere in the world, 37 and in clothbound, paperback, book club, reprint, and Barille 38 editions of the anthology. It is also understood and agreed 39 that the Anthologist may use this Work only in the above- 40 mentioned anthology and reprintings of it, and that the 41 Author shall retain all other rights to the Work not 42 specified here. 43 44 The Author grants permission for transcription of the Work 45 into Braille, tape, talking, or oversized type book, only in 46 the case that the Work or anthology is selected for such 47 transcription by a nonprofit organization for the 48 handicapped. 49 50 2(c). For this use of a previously published Work, the 51 Author assigns to the Anthologist non-exclusive World 52 Anthology Rights. The Author agrees to provide proper 53 copyright information about the Work, and to provide 54 information about the source of first publication for proper 55 credits. 56 57 Payments and Royalties. 58 3(a). For the rights granted to the Anthologist above, 59 the Author will receive a payment in the sum of 60 $_______, which will be paid within thirty (30) days of 61 signing this agreement. This payment represents the 62 Author's full share of advance royalties. 63 64 Once total royalties earned by the anthology equal the total 65 amount paid out to authors, the Author will receive a 50/50 66 pro rata share of the anthology's earnings, if any, earnings 67 to include all income from trade, book club, reprint, 68 translation, and foreign sales of the anthology, or any 69 subsidiary rights sales income received by the Anthologist 70 for this anthology. 71 72 From all earnings received by the Anthologist, less agent's 73 fees for representation of the anthology, fifty percent 74 (50%) will be distributed to Authors on a pro rata basis in 75 terms of the published word count of the Work at least twice 76 each calendar year, on or before June 30th and December 77 30th. All other expenses other than agent's fees and 78 advances against royalties must be met by the Anthologist 79 for his/her share. 80 81 3(b). For the rights granted to the Anthologist above, 82 the Author will receive a payment in the sum of 83 $______, which will be paid within thirty (30) days of 84 {signing this agreement/publication of the anthology}.In 85 the event of sale of the anthology to a mass market 86 publisher for reprint publication, the Author will receive a 87 50/50 pro rate share of the anthology's earnings, if any, 88 earnings to include all income from trade, book club, 89 reprint, translation, and foreign sales of the anthology, or 90 any subsidiary rights sales income received by the 91 Anthologist for this anthology. 92 93 From all earnings received by the Anthologist, less agent's 94 fees for representation of the anthology, fifty per cent 95 (50%) will be distributed to Authors on a pro rata basis in 96 terms of the published word count of the Work at least twice 97 each calendar year, on or before June 30th and December 98 30th. All other expenses other than agent's fees and 99 advances agains royalties must be met by the Anthologist 100 from his/her share. 101 102 Access to Records. 103 4. In the event of Anthologist's failture to make timely 104 payment, the Author may have access in person or by his/her 105 agents or by power of attorney to all financial records of 106 the above-named anthology upon presentation of a copy of 107 this agreement to the appropriate location of said records. 108 109 Authors' Warranties and Indemnities. 110 5. The Author represeants and warrants that he/she is the 111 sole author(s) of the Work, {that the Work is original}, and 112 that no one has reserved the rights granted in this 113 agreement. The Author also represents, to the best of 114 his/her knowledge, that the Work does not contain any 115 libelous material, and is not in violation of any rights of 116 privacy or any other rights of third persons, and does not 117 violate any existing common law or statutory copyrights, and 118 has not been published before in any form. 119 120 The Author agrees to hold the Anthologist harmless against 121 any judgement finally sustained that the Work contains libel, 122 plagiarism and/or invasion of privacy. 123 124 No competing Publication 125 6. The Author agrees not to publish or permit others to 126 publish this Work in any form prior to its publication and 127 appearance in the above-named anthology, nor until six 128 months after the appearance of the anthology. 129 130 Author's Copies. 131 7. The Anthologist agrees to provide the Author with one 132 complimentary copy of the original edition of the anthology 133 upon publication, and to the best of his ability, to provide 134 copies of other editions that may be published in North 135 America, and to inform Author or any other editions which 136 are planned or may appear. 137 138 The Author agrees to inform the Anthologist of his/her 139 current address. 140 141 Changes in Text or Title. 142 8. The Anthologist agrees to make reasonable efforts to 143 notify the Author in advance of any editorial changes in 144 title and/or text of the Work, and to secure the Author's 145 approval for any such changes whenever possible. Author 146 agrees that such approval will not be unreasonably withheld. 147 148 The Anthologist will furnish the Author with galley proof or 149 page proof of the Work. Author agrees to return such proof 150 with corrections in not more than thirty (30) days from 151 receipt thereof. 152 153 Reversion of Rights. 154 9. In the event that the above-mentioned anthology has not 155 been publsihed within 24 months of signing of this 156 agreement, rights revert to the Author, and the Author has 157 the right to sell or arrange for publication of the above- 158 named Work in any manner, with the reservation that the 159 Anthologist will have the non-exclusive, one-time right to 160 include the above-named Work in an anthlogy of stories 161 about {the theme and/or principal content of this anthology} 162 at any time in the future without paying any additional 163 monies beyond those already paid to Author under this 164 agreement, and without prejudice to all other rights of the 165 Author in this agreement. Author is expected to make no 166 repayment of advances if for any reason--publication delays 167 or otherwise--rights under this agreement have reverted to 168 the Author. 169 170 Copyright. 171 10. The Anthologist agrees to list a proper copyright 172 notice for the Work in the name of the Author in the front 173 matter of the anthology, and to take all necessary steps to 174 protect the Author's copyright in the United States, and in 175 the International Copyright Union. 176 177 Venue. 178 11. This agreement shall be deemed exectd under the laws 179 of the state of {anthologist's or author's state of 180 residence}. _____{State}______ law shall be the applicable 181 law of this agreement. 182 183 The parties acknowledge that each had read and understood 184 this contract before execution. 185 186 In witness whereof the parties have executed this contract 187 in duplication originals on this _____day of ______, 188 19__. 189 190 191 _____________________________________ __________ 192 Author or Author's agent Date 193 194 If signed by Agent, give Agent's address where payment 195 should be sent. 196 197 ___________________________ 198 199 200 ___________________________ 201 Author/Agent Social Security or Tax ID Number 202 203 ___________________________ 204 {name}, Anthologist Date 205 206 Please sign and return all copies. One copy signed by all 207 parties will be returned for your files.